Securities

At EPGD we have the experience, knowledge, and resources to effectively facilitate securities transactions.

Our firm is dedicated to providing legal counsel that adds value and achieves our clients’ goals. We strive to deliver practical, cost-effective counseling on a range of securities issues. We seek to provide companies and their executives with business experience and quality legal counsel expected from a major law firm while also delivering the customer service expected from a boutique law firm.

Our dedication to small and medium size companies allows our attorneys to embrace clients sometimes overlooked by large law firms and help local businesses expand and grow our community.

As the Entrepreneur’s Law Firm, EPGD advises commercial organizations on a wide range of corporate and business-oriented legal counsel at every stage of growth.

EPGD Business Law’s Securities Compliance and Governance team regularly participate in structuring private securities offerings. Our attorneys are experienced in creating Private Placement Memorandums (PPMs), as well as structuring the offering and complying with both state and federal securities law.

Our attorneys work with publicly held business clients to prepare periodic reports and registration and proxy statements. EPGD’s team prepares filings with the Securities and Exchange Commission and state securities commissions, as well as advises boards of directors and board committees on a host of corporate governance, stock exchange listings and compliance matters.

The firms strives to scale its representation to fit each client’s individual needs, ranging from simple rules check to ensure the client’s filings are in compliance with constantly changing rules, to a more comprehensive approach where our attorneys are more actively involved.